helios group oppenheimer investments

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Yes, it's true, monkeys love that hold card cash and silver bananas. These figures are uma investment approximation based on the user submissions on Wall Street Oasis over 86,as well as the thousands of discussions on compensation in the community archives. If you contribute to the WSO Company Databaseyou can get access to thousands of detailed compensation statistics across thousands of investment banks without paying a dime.

Helios group oppenheimer investments nba live betting lines

Helios group oppenheimer investments

Our independence provides us the freedom to of fer objective advice. With access to afull range of traditional and nontraditional products and services, we are committed todeveloping a solution that is in your best interest. Client Service CommitmentIt is our aim that clients understand their financial position, have confidence intheir investment decisions and feel optimistic about their future.

Oppenheimer Trust Company Oppenheimer Trust Company delivers a comprehensive line of trust services andproducts to help meet the fiduciary needs of high net worth individuals andfamilies, not-for-pr of it organizations and businesses. Our clients typically benefit fromour industry expertise, product capabilities and extensive transaction experience.

We pride ourselves ona tradition of client service that goes back more than a century and now spans the globe. International Reach and Presence Oppenheimer Financial Advisors serve their clients from over 90 of fices located in major cities and localcommunities throughout the United States and two foreign countries along with Investment Banking operations inthe United Kingdom, Asia and Israel. Financial Strength Oppenheimer HoldingsInc. Please refer to the important disclosures at the end of this presentation.

Wealth Management ServicesA focus on accumulating, protecting, preservingand transferring your wealthWe have the abilityto bring together the rightteam of pr of essionals,each well-versed in theirinvestment disciplines, tohelp develop an integratedinvestment strategy. We of fer a broad range of services designed to help individuals andfamilies achieve their financial goals. If you ask us to effect securities transactions for you, we will be actingas a broker-dealer.

Louis of fices in Davis and their registered client service associates, Deborah Coleman and MarianneDennie. Demos takes pride in over 25 years of experience in the financial services industry. His investmentpractice focuses on retail investors, including high-net-worth individuals, families and institutions. Demos began his career in financial services in at Dean Witter.

He has worked at other major firmssuch as E. He graduated from theUniversity of Missouri in St. Louis with a finance major and an economics minor. He also enjoys coaching young people. In his remaining spare time, he huntswaterfowl. One North Brentwood Blvd. Suite St. Inc in from a private investment firm that focused onfinancial and estate-planning strategies. He began his career in financial services over 15 years ago at StifelNicolaus. He alsoseeks to engage with them intellectually about developments in the global capital markets as a means of helping educate them and teaching himself about their preferences.

He is licensed as an agent for annuities, life and health insurance inthe states of Illinois and Missouri. Todd enjoys fly fishing, waterfowl and upland bird hunting and is activein the St. Louis Land Rover Club. They seek to build and implement customized wealth managementstrategies aimed at helping clients attain their long term financial goals. Ryan focuses his attention on theareas of financial planning strategies, insurance and sustainable investing, adding value with his priorexperience in the areas of commercial real estate, insurance and marketing.

An honors graduate from the University of Missouri - St. Ryan enjoys giving his time to a range of community service projects around the city of St. He is also active in the St. Louis chapter of the U. Green Building Council. While our enthusiasm for the market was tempered by lower spreads, a pullback in June served to restore some value to the market, which we see as beneficial for investors.

Our view is that we are still in the early stages of a benign credit environment which typically lasts three to five years and that high yield investors can expect to earn their coupon, but not much, if any, in price appreciation since the bonds are already trading above par. While like most investors, we are concerned about the prospect for higher interest rates in general.

We recognize that rates will be driven largely by the pace of global economic growth, which seems to be stuck in low gear. Paradoxically, moderate economic growth could serve high yield investors well, as it could delay the inevitable increase in corporate risk appetites and the consequent decline in corporate credit quality.

Risks to our neutral outlook are possible disruptions to world markets from exogenous events such as the Japanese tsunami, any surprise restructurings of government bonds in Europe, any miscalculation by the Federal Reserve as it removes the federal stimulus programs and any margin pressure felt by companies that are unable to pass through higher energy and raw material costs to consumers.

Merrill Lynch U. Forward-Looking Information. Although we believe that the expectations contained in any forward-looking statement are based on reasonable assumptions, we can give no assurance that our expectations will be attained. We do not undertake, and specifically disclaim any obligation, to publicly release any update or supplement to any forward-looking statements to reflect the occurrence of anticipated or unanticipated events or circumstances after the date of such statements.

The mention of specific securities is not a recommendation or solicitation for any person to buy, sell or hold any particular security. There is no assurance that the Helios High Yield Fund currently holds these securities. Callable perpetual securities qualify provided they are at least one year from the first call date.

Fixed-to-floating rate securities also qualify provided they are callable within the fixed rate period and are at least one year from the last call prior to the date the bond transitions from a fixed to a floating rate security. DRD-eligible and defaulted securities are excluded from the index. Performance data quoted represents past performance results and does not guarantee future results. Current performance may be lower or higher than the performance data quoted.

These views represent the opinions of Brookfield Investment Management Inc. Portfolio Characteristics Unaudited. Annualized dividend yield 1. Weighted average coupon. Weighted average life. Percentage of leveraged assets. Total number of holdings. Investment Grade Corporate Bonds. High Yield Corporate Bonds. Short Term Investments. Includes only invested assets; excludes cash.

Percentages are based on total investments. National Oilwell Varco Inc. Qwest Corp. Ford Motor Co. Motors Liquidation Co. AK Steel Corp. Arch Coal Inc. Cascades Inc. Consol Energy Inc. Georgia-Pacific LLC 6. Huntsman International LLC 6. International Coal Group Inc. Mercer International Inc. Steel Dynamics Inc. Tembec Industries Inc. United States Steel Corp. Westlake Chemical Corp. Xerium Technologies, Inc. Associated Materials LLC 1,5. Berry Plastics Corp. Bombardier Inc.

Coleman Cable Inc. Masonite International Corp. Owens-Illinois, Inc. Ply Gem Industries Inc. Polymer Group, Inc. Terex Corp. Trimas Corp. USG Corp. ACE Hardware Corp. ArvinMeritor Inc. DineEquity Inc. Easton-Bell Sports Inc.

Limited Brands Inc. Phillips-Van Heusen Corp. Quiksilver Inc. Sealy Mattress Co. Tenneco Inc. The Neiman Marcus Group Inc. Visteon Corp. Rite-Aid Corp. Smithfield Foods, Inc. BreitBurn Energy Partners L. Calfrac Holdings LP 1,5,6. Chaparral Energy Inc. Encore Acquisitions Co. EV Energy Partners L. Frontier Oil Corp. GMX Resources Inc. Hercules Offshore, Inc. Kerr-McGee Corp. Key Energy Services Inc. McJunkin Red Man Corp. Precision Drilling Corp.

The Williams Companies, Inc. Trinidad Drilling LTD 1,3,5,6. Venoco Inc. Health Management Associates Inc. American Reprographics Co. Cablevision Systems Corp. Clear Channel Communications, Inc. Deluxe Corp. Insight Communications, Inc. Liberty Media LLC. LIN Television Corp. AMC Entertainment Inc. FTI Consulting Inc. Hertz Corp.

Hovnanian Enterprises Inc. Iron Mountain Inc. Marina District Finance Co. Maxim Crane Works L. MGM Mirage, Inc. Mohegan Tribal Gaming Authority. PulteGroup, Inc. Royal Caribbean Cruises Limited 3. Standard Pacific Corp. Station Casinos Inc. United Rentals North America, Inc. Service Corp. First Data Corp. Freescale Semiconductor, Inc. Unisys Corp. Cincinnati Bell Inc. Citizens Communications Corp. Global Crossing Ltd. Nextel Communications Inc. Sprint Capital Corp. Windstream Corp.

Calpine Corp. CMS Energy Corp. Dynegy Holdings Inc. Edison Mission Energy. NRG Energy Inc. Note 2. Dex One Corp. General Motors Company 4. Expiration: July Notes to Portfolio of Investments. The following notes should be read in conjunction with the accompanying Portfolio of Investments.

See Notes to Financial Statements. Statement of Assets and Liabilities. Investments in securities, at value Note 2. Investments in short term securities, at value. Total investments, at value. Interest receivable. Prepaid expenses. Total assets. Payable for credit facility Note 7. Payable for credit facility interest Note 7. Investment advisory fee payable Note 4. Payable to trustees. Accrued expenses and other liabilities. Total liabilities. Net Assets. Composition of Net Assets:.

Additional paid-in capital Note 8. Undistributed net investment income. Accumulated net realized loss on investment transactions. Net unrealized appreciation on investments. Net assets applicable to capital stock outstanding. Total investments at cost. Shares outstanding. Net asset value per share.

Statement of Operations. Investment Income Note 2 :. Investment advisory fees Note 4. Fund accounting servicing fees Note 5. Shareholder service fees Note 4. Legal fees. Audit and tax services. Reports to shareholders. Transfer agent fees.

Registration fees. Total operating expenses. Interest expense on reverse repurchase agreements Note 7. Interest expense on credit facility Note 7. Total expenses. Less expenses waived by the investment advisor Note 4. Net expenses. Net investment income. Net realized gain on investment transactions.

Net change in unrealized appreciation on investments. Net realized and unrealized gain on investments. Net increase in net assets resulting from operations. Statements of Changes in Net Assets. Net realized gain loss on investment transactions. Distributions to Stockholders Note 2 :.

Capital Stock Transactions Note 8 :. Reinvestment of distributions. Total increase in net assets. Net Assets:. Beginning of year. End of year. Share Transactions:. Reinvested shares. Statement of Cash Flows. Increase Decrease in Cash:. Cash flows provided by used for operating activities:.

Adjustments to reconcile net increase in net assets resulting from operations to net cash used for operating activities:. Purchases of long-term portfolio investments. Proceeds from disposition of long-term portfolio investments. Sales of short-term portfolio investments, net. Increase in interest receivable.

Decrease in receivable for investments sold. Increase in prepaid expenses. Decrease in payable for investments purchased. Decrease in interest payable for reverse repurchase agreements. Increase in interest payable for credit facility. Increase in investment advisory fee payable. Decrease in payable to trustees. Decrease in accrued expenses and other liabilities. Net amortization on investments. Unrealized appreciation on investments. Net cash used for operating activities.

Cash flows provided by used for financing activities:. Net cash used for reverse repurchase agreements. Net cash provided by credit facility. Distributions paid to shareholders. Net cash provided by financing activities. Net decrease in cash. Cash at beginning of year. Cash at end of year. Supplemental Disclosure of Cash Flow Information:. Financial Highlights.

Per Share Operating Performance:. Net asset value, beginning of year. Net realized and unrealized gain loss on investment transactions. Net increase decrease in net asset value resulting from operations. Dividends from net investment income. Return of capital distributions. Total dividends and distributions paid. Net asset value, end of year.

Market price, end of year. Net assets, end of year s. Operating expenses. Interest expense 3. Total expenses 2. Net expenses, including fee waivers and reimbursement and excluding interest expense. Net investment income, excluding the effect of waivers and reimbursement 3. Portfolio turnover rate. Per share amounts presented are based on an average of monthly shares outstanding throughout the period indicated. Notes to Financial Statements.

The Fund. Significant Accounting Policies. Actual results could differ from those estimates. Valuation of Investments: Debt securities, including U. Investments in equity securities listed or traded on any securities exchange or traded in the over-the-counter market are valued at the last quoted price as of the close of business on the valuation date. Fair valuation procedures may be used to value a substantial portion of the assets of the Fund. The values assigned to fair valued investments are based on available information and do not necessarily represent amounts that might ultimately be realized, since such amounts depend on future developments inherent in long-term investments.

Changes in the fair valuation of portfolio securities may be less frequent and of greater magnitude than changes in the price of portfolio securities valued at their last sale price, by an independent pricing service, or based on market quotations. Imprecision in estimating fair value can also impact the amount of unrealized appreciation or depreciation recorded for a particular portfolio security and differences in the assumptions used could result in a different determination of fair value, and those differences could be material.

Fair value denotes the price that the Fund would receive upon selling an investment in a timely transaction to an independent buyer in the principal or most advantageous market of the investment. A three-tier hierarchy has been established to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes.

Inputs may be observable or unobservable. Observable inputs are inputs that reflect the assumptions market participants would use in pricing the asset or liability developed based on market data obtained from sources independent of the reporting entity. The three-tier hierarchy of inputs is summarized in the three broad levels listed below. The inputs or methodology used for valuing investments are not necessarily an indication of the risk associated with investing in those securities.

The following is a reconciliation of assets in which significant unobservable inputs Level 3 were used in determining fair value:. High Yield. Accrued Discounts. Change in Unrealized Appreciation. Net Purchase Sales. Transfers out of Level 3 a.

Change in unrealized gains or losses relating to assets still held at June 30, Transferred due to increase of observable market data for these securities. Investment Transactions and Investment Income: Securities transactions are recorded on the trade date. Realized gains and losses from securities transactions are calculated on the identified cost basis. Interest income is recorded on the accrual basis.

Dividend income is recorded on the ex-dividend date. Taxes: The Fund intends to continue to meet the requirements of the Internal Revenue Code of as amended, applicable to regulated investment companies and to distribute substantially all of its taxable income to its shareholders. Therefore, no federal income or excise tax provision is required. The Fund may incur an excise tax to the extent it has not distributed all of its taxable income on a calendar year basis.

GAAP provides guidance for how uncertain tax positions should be recognized, measured, presented and disclosed in the financial statements. Tax benefits of positions not deemed to meet the more-likely-than-not threshold would be booked as a tax expense in the current year and recognized as: a liability for unrecognized tax benefits; a reduction of income tax refund receivable; a reduction of deferred tax asset; an increase in deferred tax liability; or a combination thereof.

The Fund has reviewed all taxable years that are open for examination i. Expenses: Expenses directly attributable to the Fund are charged directly to the Fund, while expenses which are attributable to the Fund and other investment companies advised by the Advisor are allocated among the respective investment companies, including the Fund, based upon relative net assets. Dividends and Distributions: The Fund declares and pays dividends monthly from net investment income.

To the extent that these distributions exceed net investment income, they may be classified as return of capital. Fund also pays a distribution at least annually from its net realized capital gains, if any. Dividends and distributions are recorded on the ex-dividend date. All common shares have equal dividend and other distribution rights. A notice disclosing the source s of a distribution will be provided if payment is made from any source other than net investment income.

Dividends from net investment income and distributions from realized gains from investment transactions have been determined in accordance with Federal income tax regulations and may differ from net investment income and realized gains recorded by the Fund for financial reporting purposes. These differences which could be temporary or permanent in nature may result in reclassification of distributions; however, net investment income, net realized gains and losses and net assets are not affected.

Cash Flow Information: The Fund invests in securities and distributes dividends and distributions which are paid in cash or are reinvested at the discretion of shareholders. These activities are reported in the Statements of Changes in Net Assets.

Additional information on cash receipts and cash payments is presented in the Statement of Cash Flows. Accounting practices that do not affect reporting activities on a cash basis include carrying investments at value and accreting discounts and amortizing premiums on debt obligations. The Fund has investments in below-investment grade debt securities. Below-investment grade securities involve a higher degree of credit risk than investment grade debt securities. In the event of an unanticipated default, the Fund would experience a reduction in its income, a decline in the market value of the securities so affected and a decline in the NAV of its shares.

During an economic downturn or period of rising interest rates, highly leveraged and other below-investment grade issuers frequently experience financial stress that could adversely affect their ability to service principal and interest payment obligations, to meet projected business goals and to obtain additional financing.

The market prices of below-investment grade debt securities are generally less sensitive to interest rate changes than higher-rated investments but are more sensitive to adverse economic or political changes or individual developments specific to the issuer than higher-rated investments. Periods of economic or political uncertainty and change can be expected to result in significant volatility of prices for these securities. Rating services consider these securities to be speculative in nature.

The Fund may be required to bear certain extraordinary expenses in order to protect and recover its investments in certain distressed securities. The Fund is also subject to significant uncertainty as to when and in what manner and for what value the obligations evidenced by distressed securities will eventually be satisfied e. In addition, even if an exchange offer is made or a plan of reorganization is adopted with respect to distressed securities held by the Fund, there can be no assurance that the securities or other assets received by the Fund in connection with such exchange offer or plan of reorganization will not have a lower value or income potential than may have been anticipated when the investment was made.

Moreover, any securities received by the Fund upon completion of an exchange offer or plan of reorganization may be restricted as to resale. Investment Advisory Agreements and Affiliated Transactions. The Advisory Agreement also provides that the Fund shall pay the Advisor a monthly fee for its services at the annual rate of 0. Pursuant to the Expense Limitation Agreement, the Advisor retains its right to receive reimbursement of any payments made by it, or to recoup any fees waived by it, during the prior three fiscal years, provided that after giving effect to such repayment or recoupment, such adjusted total annual operating expenses expressed as a percentage of average total assets for the Fund would not exceed the expense limitation amount.

As compensation for its services, the Fund has agreed to pay the Advisor a fee computed weekly and payable monthly at an annualized rate of 0. Service Agreements. Bank, N. For its services, USB receives a monthly fee equal to an annual rate of 0.

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SHORT TERM MARKET TIMING IN THE FOREX MARKET

We pride ourselves ona tradition of client service that goes back more than a century and now spans the globe. International Reach and Presence Oppenheimer Financial Advisors serve their clients from over 90 of fices located in major cities and localcommunities throughout the United States and two foreign countries along with Investment Banking operations inthe United Kingdom, Asia and Israel.

Financial Strength Oppenheimer HoldingsInc. Please refer to the important disclosures at the end of this presentation. Wealth Management ServicesA focus on accumulating, protecting, preservingand transferring your wealthWe have the abilityto bring together the rightteam of pr of essionals,each well-versed in theirinvestment disciplines, tohelp develop an integratedinvestment strategy. We of fer a broad range of services designed to help individuals andfamilies achieve their financial goals.

If you ask us to effect securities transactions for you, we will be actingas a broker-dealer. Louis of fices in Davis and their registered client service associates, Deborah Coleman and MarianneDennie.

Demos takes pride in over 25 years of experience in the financial services industry. His investmentpractice focuses on retail investors, including high-net-worth individuals, families and institutions. Demos began his career in financial services in at Dean Witter. He has worked at other major firmssuch as E. He graduated from theUniversity of Missouri in St. Louis with a finance major and an economics minor.

He also enjoys coaching young people. In his remaining spare time, he huntswaterfowl. One North Brentwood Blvd. Suite St. Inc in from a private investment firm that focused onfinancial and estate-planning strategies. He began his career in financial services over 15 years ago at StifelNicolaus. He alsoseeks to engage with them intellectually about developments in the global capital markets as a means of helping educate them and teaching himself about their preferences.

He is licensed as an agent for annuities, life and health insurance inthe states of Illinois and Missouri. Todd enjoys fly fishing, waterfowl and upland bird hunting and is activein the St. Louis Land Rover Club. They seek to build and implement customized wealth managementstrategies aimed at helping clients attain their long term financial goals. Ryan focuses his attention on theareas of financial planning strategies, insurance and sustainable investing, adding value with his priorexperience in the areas of commercial real estate, insurance and marketing.

An honors graduate from the University of Missouri - St. Ryan enjoys giving his time to a range of community service projects around the city of St. He is also active in the St. Louis chapter of the U. Green Building Council. In his free time, he plays tennis and golf, shoots for sportand reads about economic history.

Important InformationThis presentation is intended for informational purposes only and is subject to change without notice. OAM does business. Securities are of fered through Oppenheimer. Any discussion of securities, including any hedge funds or other alternative investments, should not be construed as arecommendation or an of fer or solicitation to buy or sell interest in any such securities. Decrease in accrued expenses and other liabilities.

Net amortization on investments. Unrealized appreciation on investments. Net cash used for operating activities. Cash flows provided by used for financing activities:. Net cash used for reverse repurchase agreements. Net cash provided by credit facility. Distributions paid to shareholders. Net cash provided by financing activities. Net decrease in cash. Cash at beginning of year.

Cash at end of year. Supplemental Disclosure of Cash Flow Information:. Financial Highlights. Per Share Operating Performance:. Net asset value, beginning of year. Net realized and unrealized gain loss on investment transactions. Net increase decrease in net asset value resulting from operations.

Dividends from net investment income. Return of capital distributions. Total dividends and distributions paid. Net asset value, end of year. Market price, end of year. Net assets, end of year s. Operating expenses. Interest expense 3. Total expenses 2. Net expenses, including fee waivers and reimbursement and excluding interest expense. Net investment income, excluding the effect of waivers and reimbursement 3.

Portfolio turnover rate. Per share amounts presented are based on an average of monthly shares outstanding throughout the period indicated. Notes to Financial Statements. The Fund. Significant Accounting Policies. Actual results could differ from those estimates.

Valuation of Investments: Debt securities, including U. Investments in equity securities listed or traded on any securities exchange or traded in the over-the-counter market are valued at the last quoted price as of the close of business on the valuation date. Fair valuation procedures may be used to value a substantial portion of the assets of the Fund.

The values assigned to fair valued investments are based on available information and do not necessarily represent amounts that might ultimately be realized, since such amounts depend on future developments inherent in long-term investments. Changes in the fair valuation of portfolio securities may be less frequent and of greater magnitude than changes in the price of portfolio securities valued at their last sale price, by an independent pricing service, or based on market quotations.

Imprecision in estimating fair value can also impact the amount of unrealized appreciation or depreciation recorded for a particular portfolio security and differences in the assumptions used could result in a different determination of fair value, and those differences could be material. Fair value denotes the price that the Fund would receive upon selling an investment in a timely transaction to an independent buyer in the principal or most advantageous market of the investment. A three-tier hierarchy has been established to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes.

Inputs may be observable or unobservable. Observable inputs are inputs that reflect the assumptions market participants would use in pricing the asset or liability developed based on market data obtained from sources independent of the reporting entity. The three-tier hierarchy of inputs is summarized in the three broad levels listed below. The inputs or methodology used for valuing investments are not necessarily an indication of the risk associated with investing in those securities.

The following is a reconciliation of assets in which significant unobservable inputs Level 3 were used in determining fair value:. High Yield. Accrued Discounts. Change in Unrealized Appreciation. Net Purchase Sales. Transfers out of Level 3 a. Change in unrealized gains or losses relating to assets still held at June 30, Transferred due to increase of observable market data for these securities. Investment Transactions and Investment Income: Securities transactions are recorded on the trade date.

Realized gains and losses from securities transactions are calculated on the identified cost basis. Interest income is recorded on the accrual basis. Dividend income is recorded on the ex-dividend date. Taxes: The Fund intends to continue to meet the requirements of the Internal Revenue Code of as amended, applicable to regulated investment companies and to distribute substantially all of its taxable income to its shareholders.

Therefore, no federal income or excise tax provision is required. The Fund may incur an excise tax to the extent it has not distributed all of its taxable income on a calendar year basis. GAAP provides guidance for how uncertain tax positions should be recognized, measured, presented and disclosed in the financial statements. Tax benefits of positions not deemed to meet the more-likely-than-not threshold would be booked as a tax expense in the current year and recognized as: a liability for unrecognized tax benefits; a reduction of income tax refund receivable; a reduction of deferred tax asset; an increase in deferred tax liability; or a combination thereof.

The Fund has reviewed all taxable years that are open for examination i. Expenses: Expenses directly attributable to the Fund are charged directly to the Fund, while expenses which are attributable to the Fund and other investment companies advised by the Advisor are allocated among the respective investment companies, including the Fund, based upon relative net assets.

Dividends and Distributions: The Fund declares and pays dividends monthly from net investment income. To the extent that these distributions exceed net investment income, they may be classified as return of capital. Fund also pays a distribution at least annually from its net realized capital gains, if any. Dividends and distributions are recorded on the ex-dividend date. All common shares have equal dividend and other distribution rights.

A notice disclosing the source s of a distribution will be provided if payment is made from any source other than net investment income. Dividends from net investment income and distributions from realized gains from investment transactions have been determined in accordance with Federal income tax regulations and may differ from net investment income and realized gains recorded by the Fund for financial reporting purposes.

These differences which could be temporary or permanent in nature may result in reclassification of distributions; however, net investment income, net realized gains and losses and net assets are not affected. Cash Flow Information: The Fund invests in securities and distributes dividends and distributions which are paid in cash or are reinvested at the discretion of shareholders.

These activities are reported in the Statements of Changes in Net Assets. Additional information on cash receipts and cash payments is presented in the Statement of Cash Flows. Accounting practices that do not affect reporting activities on a cash basis include carrying investments at value and accreting discounts and amortizing premiums on debt obligations. The Fund has investments in below-investment grade debt securities. Below-investment grade securities involve a higher degree of credit risk than investment grade debt securities.

In the event of an unanticipated default, the Fund would experience a reduction in its income, a decline in the market value of the securities so affected and a decline in the NAV of its shares. During an economic downturn or period of rising interest rates, highly leveraged and other below-investment grade issuers frequently experience financial stress that could adversely affect their ability to service principal and interest payment obligations, to meet projected business goals and to obtain additional financing.

The market prices of below-investment grade debt securities are generally less sensitive to interest rate changes than higher-rated investments but are more sensitive to adverse economic or political changes or individual developments specific to the issuer than higher-rated investments. Periods of economic or political uncertainty and change can be expected to result in significant volatility of prices for these securities.

Rating services consider these securities to be speculative in nature. The Fund may be required to bear certain extraordinary expenses in order to protect and recover its investments in certain distressed securities. The Fund is also subject to significant uncertainty as to when and in what manner and for what value the obligations evidenced by distressed securities will eventually be satisfied e. In addition, even if an exchange offer is made or a plan of reorganization is adopted with respect to distressed securities held by the Fund, there can be no assurance that the securities or other assets received by the Fund in connection with such exchange offer or plan of reorganization will not have a lower value or income potential than may have been anticipated when the investment was made.

Moreover, any securities received by the Fund upon completion of an exchange offer or plan of reorganization may be restricted as to resale. Investment Advisory Agreements and Affiliated Transactions. The Advisory Agreement also provides that the Fund shall pay the Advisor a monthly fee for its services at the annual rate of 0.

Pursuant to the Expense Limitation Agreement, the Advisor retains its right to receive reimbursement of any payments made by it, or to recoup any fees waived by it, during the prior three fiscal years, provided that after giving effect to such repayment or recoupment, such adjusted total annual operating expenses expressed as a percentage of average total assets for the Fund would not exceed the expense limitation amount.

As compensation for its services, the Fund has agreed to pay the Advisor a fee computed weekly and payable monthly at an annualized rate of 0. Service Agreements. Bank, N. For its services, USB receives a monthly fee equal to an annual rate of 0. Purchases and Sales of Investments. Government securities. Reverse Repurchase Agreements: The Fund may enter into reverse repurchase agreements. Under a reverse repurchase agreement, the Fund sells securities and agrees to repurchase them at a mutually agreed upon date and price.

Under the Act, reverse repurchase agreements will be regarded as a form of borrowing by the Fund unless, at the time it enters into a reverse repurchase agreement, it establishes and maintains a segregated account with its custodian containing securities from its portfolio having a value not less than the repurchase price including accrued interest.

A reverse repurchase agreement involves the risk that the market value of the securities retained in lieu of sale by the Fund may decline below the price of the securities the Fund has sold but is obligated to repurchase. Also, the Fund would bear the risk of loss to the extent that the proceeds of the reverse repurchase agreement are less than the value of the securities subject to such agreement.

The Fund pays interest in the amount of 0. Total line of credit amount available. Average balance outstanding during the period. Interest expense incurred on line of credit during the period. Shares of Beneficial Interest. Shares of the Fund do not entitle the holder to preference, preemptive, appraisal, conversion or exchange rights. Each whole share is entitled to one vote as to any matter on which it is entitled to vote and each fractional share is entitled to a proportionate fractional vote, except that shares held in the treasury of the Fund as of the record date, as determined in accordance with the By-Laws of the Fund, shall not be voted.

There is no cumulative voting in the election of Trustees. Federal Income Tax Information. Income and capital gain distributions are determined in accordance with federal income tax regulations, which may differ from GAAP. Total ordinary income distributions paid may differ from amounts shown in the Statements of Changes in Net Assets because for tax purposes dividends are recognized when actually paid.

Undistributed ordinary income. Capital loss carryforward 1,2. Unrealized appreciation. To the extent that future capital gains are offset by capital loss carryforwards, such gains will not be distributed. Capital Account Reclassifications: Because federal income tax regulations differ in certain respects from GAAP, income and capital gain distributions, if any, determined in accordance with tax regulations may differ from net investment income and realized gains recognized for financial reporting purposes.

These differences are primarily due to differing treatments for wash sales and timing of distributions. Permanent book and tax differences, if any,. These reclassifications have no effect on net assets or NAV per share. Any undistributed net income and realized gain remaining at fiscal year-end is distributed in the following year. These adjustments were primarily due to the expiration of the capital loss carryforward in These adjustments had no effect on net assets or NAV per share.

Some highlights of the Modernization Act are as follows:. New capital losses may now be carried forward indefinitely, and retain their character as long-term or short-term capital losses. Prior to the Modernization Act, capital losses could be carried forward for eight years, and carried forward as short-term capital losses, irrespective of the character of the original loss. The Modernization Act provides simplified reporting for such information, typically on the Form provided by the RIC to its shareholders.

In addition, in the normal course of business, the Fund enters into contracts with its vendors and others that provide for indemnification. Thus, an estimate of the financial impact, if any, of these arrangements cannot be made at this time. Designation of Restricted Illiquid Securities.

The Fund invests in restricted securities, which are securities acquired in unregistered, private sales from the issuer or from an affiliate of the issuer. Prior to registration, restricted securities may only be resold in transactions exempt from registration under Rule A under the Securities Act of , as amended, normally to qualified institutional buyers.

Although recent instability in the markets has resulted in periods of increased overall market illiquidity, liquidity for each security is determined based on security specific factors. The Funds do not have the right to demand that such securities be registered. These securities are valued according to the valuation procedures as stated in Note 2 and are not expressed as a discount to the carrying value of a comparable unrestricted security.

There are no unrestricted securities with the same maturity dates and yields for these issuers. Trains HY New Accounting Pronouncements. Subsequent Events. GAAP requires recognition in the financial statements of the effects of all subsequent events that provide additional evidence about conditions that existed at the date of the Statement of Assets and Liabilities.

For non-recognized subsequent events that must be disclosed to keep the financial statements from being misleading, the Fund is required to disclose the nature of the event as well as an estimate of its financial effect, or a statement that such an estimate cannot be made. To the Shareholders and Board of Trustees of.

Our responsibility is to express an opinion on these financial statements and financial highlights based on our audits. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements and financial highlights are free of material misstatement.

An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.

Philadelphia, Pennsylvania. August 19, Compliance Certifications Unaudited. Information Concerning Trustees and Officers Unaudited. Trustees of the Funds. Disinterested Trustees. Stuart A. Age Elected for Three Year Term. Rodman L. Chairman elected August Diana H. Trustee since Trustees of the Funds continued. Louis P. Trustee since August Officers of the Fund. Dana E. Richard M. Steven M. Officers of the Fund continued. Jonathan C. New York, New York Dividend Reinvestment Plan Unaudited.

The Plan Agent serves as agent for the shareholders in administering the Plan. This discount reflects savings in underwriting and other costs that the Fund otherwise will be required to incur to raise additional capital. If the net asset value exceeds the market price of the Fund shares on the payment date or the Fund declares a dividend or other distribution payable only in cash i.

The Fund will not issue shares under the Plan below net asset value. Participants in the Plan may withdraw from the Plan upon written notice to the Plan Agent. When a participant withdraws from the Plan or upon termination of the Plan by the Fund, certificates for whole shares credited to his or her account under the Plan will be issued and a cash payment will be made for any fraction of a share credited to such account.

There is no charge to participants for reinvesting dividends or capital gain distributions, except for certain brokerage commissions, as described below. There are no brokerage commissions charged with respect to shares issued directly by the Fund. The automatic reinvestment of dividends and distributions will not relieve participants of any federal income tax that may be payable on such dividends or distributions. A brochure describing the Plan is available from the Plan Agent, by calling If you wish to participate in the Plan and your shares are held in your name, you may simply complete and mail the enrollment form in the brochure.

If your shares are held in the name of your brokerage firm, bank or other nominee, you should ask them whether or how you can participate in the Plan. Shareholders whose shares are held in the name of a brokerage firm, bank or other nominee and are participating in the Plan may not be able to continue participating in the Plan if they transfer their shares to a different brokerage firm, bank or other nominee, since such shareholders may participate only if permitted by the brokerage firm, bank or other nominee to which their shares are transferred.

Investment Advisor and Administrator. Three World Financial Center. Please direct your inquiries to:. Investor Relations. Phone: E-mail: funds brookfield. Transfer Agent. Computershare Shareholder Services, Inc. Canton, Massachusetts Independent Registered Public Accounting Firm. Philadelphia, Pennsylvania Legal Counsel. Paul Hastings, LLP.

Fund Accounting Agent. Wisconsin Avenue. Milwaukee, Wisconsin Bank National Association. Rivercenter Drive, Suite Milwaukee, WI The Fund files its complete schedule of portfolio holdings with the SEC for the first and third quarters of each fiscal year on Form N-Q. Code of Ethics. There were no amendments to or waivers from the Code during the period covered by this report.

Audit Committee Financial Expert. Their names are Rodman L. Drake, Diana H. Hamilton, Stuart A. McFarland and Louis P. Drake, McFarland and Salvatore and Ms. Hamilton are each independent. Principal Accountant Fees and Services. Audit Fees. Tax Fees. Audit-Related Fees. All Other Fees. Audit Committee of Listed Registrants.

Schedule of Investments. Proxy Voting Committee. Administration and Voting of Portfolio Proxies. Fiduciary Duty and Objective. As an investment adviser that has been granted the authority to vote on portfolio proxies, BIM owes a fiduciary duty to its Clients to monitor corporate events and to vote portfolio proxies consistent with the best interests of its Clients.

In this regard, BIM seeks to ensure that all votes are free from unwarranted and inappropriate influences. Accordingly, BIM generally votes portfolio proxies in a uniform manner for its Clients and in accordance with these Policies and Procedures and the Guidelines. Proxy Voting Agent. BIM may retain an independent third party proxy voting agent to assist BIM in its proxy voting responsibilities in accordance with these Policies and Procedures and in particular, with the Guidelines.

As discussed above, the Committee is responsible for monitoring the proxy voting agent. BIM bears ultimate responsibility for how portfolio proxies are voted. Unless instructed otherwise by BIM, the proxy voting agent, when retained, will vote each portfolio proxy. Material Conflicts of Interest. BIM votes portfolio proxies without regard to any other business relationship between BIM and the company to which the portfolio proxy relates.

To this end, BIM must identify material conflicts of interest that may arise between a Client and BIM, such as the following relationships:. BIM serves as an investment adviser to the pension or other investment account of the Company or BIM is seeking to serve in that capacity; or. BIM and the Company have a lending or other financial-related relationship. BIM generally seeks to avoid such material conflicts of interest by maintaining separate investment decision-making and proxy voting decision-making processes.

To further minimize possible conflicts of interest, BIM and the Committee employ the following procedures, as long as BIM determines that the course of action is consistent with the best interests of the Clients:. If the proposal that gives rise to a material conflict is specifically addressed in the Guidelines, BIM will vote the portfolio proxy in accordance with the Guidelines, provided that the Guidelines do not provide discretion to BIM on how to vote on the matter i.

Certain Foreign Securities. Portfolio proxies relating to foreign securities held by Clients are subject to these Policies and Procedures. In determining whether to vote portfolio proxies subject to such restrictions, BIM, in consultation with the Committee, considers whether the vote, either in itself or together with the votes of other shareholders, is expected to affect the value of the security that outweighs the cost of voting.

Fund Board Reporting and Recordkeeping. BIM will maintain all records that are required under, and in accordance with, the Investment Company Act of , as amended, and the Investment Advisers Act of , which include, but not limited to:. Amendments to these Procedures. The Committee shall periodically review and update these Policies and Procedures as necessary.

Proxy Voting Guidelines. Guidelines are available upon request. Erikson is the portfolio manager for the Registrant and is supported by a team of investment professionals. Erikson has over 20 years of investment experience in the high yield business, including management of multiple closed-end high yield and multi-sector funds.

Erikson, who joined Brookfield Investment Management Inc. Prior to joining the Adviser, Mr. Erikson was with Evergreen Investments or one of its predecessor firms since where he was a senior portfolio manager and the Head of the High Yield team. Prior to serving as Head of the High Yield team, Mr. Erikson was Head of High Yield Research. Prior to Evergreen Investments, Mr. Nathan Associates. Cryan serves as co-portfolio manager for the Registrant since May Cryan has over 32 years of investment experience.

Shipley serves as co-portfolio manager for the Registrant since May Shipley has over 17 years of investment experience. Shipley is a member of the Boston Security Analysts Society. Erikson leads the management of the Fund and Messrs.

Cryan and Shipley share equally the day-to-day portfolio management responsibilities. Management of Other Accounts. The tables below show the number of other accounts managed by Mr. For each category, the table also shows the number of accounts and the total assets in the accounts with respect to which the advisory fee is based on account performance. Other Pooled. Number of Accounts Managed with Performance-Based.

Advisory Fees. Share Ownership. Dollar Range of Securities Owned. Mark Shipley. Portfolio Manager Material Conflict of Interest. These potential conflicts include:. Allocation of Limited Time and Attention. As a result, the portfolio manager may not be able to formulate as complete a strategy or identify equally attractive investment opportunities for each of those accounts as the case may be if he or she were to devote substantially more attention to the management of a single fund.

Allocation of Limited Investment Opportunities. Pursuit of Differing Strategies. Variation in Compensation. Related Business Opportunities. The investment adviser or its affiliates may provide more services such as distribution or recordkeeping for some types of funds or accounts than for others. The Adviser and the Registrants have adopted compliance policies and procedures that are designed to address the various conflicts of interest that may arise for the Adviser and the individuals that it employs.

For example, the Adviser seeks to minimize the effects of competing interests for the time and attention of portfolio managers by assigning portfolio managers to manage funds and accounts that share a similar investment style. The Adviser has also adopted trade allocation procedures that are designed to facilitate the fair allocation of limited investment opportunities among multiple funds and accounts.

There is, however, no guarantee that such policies and procedures will be able to detect and prevent every situation in which an actual or potential conflict may appear. Portfolio Manager Compensation. Compensation of the portfolio managers is reviewed on an annual basis by senior management. The Adviser compensates its portfolio managers based primarily on the scale and complexity of their portfolio responsibilities, the total return performance of funds and accounts managed by the portfolio manager on an absolute basis and versus appropriate peer groups of similar size and strategy, as well as the management skills displayed in managing their subordinates and the teamwork displayed in working with other members of the firm.

Since the portfolio managers are responsible for multiple funds and accounts, investment performance is evaluated on an aggregate basis almost equally weighted among performance, management and teamwork. The Adviser seeks to compensate portfolio managers commensurate with their responsibilities and performance, and competitive with other firms within the investment management industry. Salaries, bonuses and stock-based compensation are also influenced by the operating performance of the Adviser and its indirect parent.

Submission of Matters to a Vote of Security Holders.

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Jonathan Oppenheimer. Oppenheimer Partners is a global investment business with international expertise and extensive reach and experience. Founded by Jonathan Oppenheimer and three other partners in , our roots are firmly in Africa. Our Approach Striving to create value, we look to make long-term investments as a strategic shareholder in any business in which we invest.

Message from our Chairman. The core of our strategy at Oppenheimer Partners is a twin desire to create a long-term portfolio of businesses, where we can drive value by sharing our operational, legal and financial expertise, while at the same time generating prosperity for the communities in which we operate. Our investment philosophy encapsulates 4 key areas:. A Global Mandate. Active Partnership. Permanent Capital.

Positive Impact. Investment sector focus. Helios Towers Africa Limited is a holding company under which sit country-specific operating companies that buy, build and maintain telecommunications towers and lease space on those towers to wireless telecommunications services providers across Africa. The business specialises in fuels and lubricants, but provides other downstream services. Mall for Africa is an online marketplace that has developed a patent-pending app enabling shoppers in Africa to shop e-commerce sites in the US and the UK wherever they may be.

POGBV s assets include 2 offshore producing fields in Nigeria, and a development asset with its first oil due in Bayport Management is a leading provider of unsecured credit and financial solutions to the formally employed large markets in Africa, including Zambia, Ghana, Uganda, Tanzania, Botswana, South Africa and Mozambique and Latin America.

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Find out more information on our Cookie Policy page. This is a mid and large-cap generalist fund. For direct investments, this is the date CDC committed capital to the business or project. For funds, this is the date that CDC committed capital to the fund. For funds, this is the total amount that CDC has committed to the fund. Active Exited.

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Helios Investment Partners buys 70% Orange group's stake

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Helios Group Brochure - Oppenheimer & Co. Inc. About The Helios GroupThe Helios Group is a team of financial advisors to a growingnumber of affluent. OverviewAn independent investment consulting relationship committedto helping people invest and preserve money wiselyOppenheimer & Co. A leading global full-service brokerage and investment bank, focused on providing trusted advice and tailored, sophisticated solutions for individuals, families,  Missing: helios ‎| Must include: helios.